Bryan Hill is based in Omaha, Nebraska and focused on serving as a trusted legal counsel to investment advisers through his law firm, Bryan Hill Law (BHL).

His legal work at BHL concentrates primarily on the following areas: (i) structuring and formalizing an investment adviser’s business relationships (e.g., client agreement, promoter/solicitor arrangement agreement, joint venture agreement, sub-advisory agreement, independent contractor IAR agreement, bank network agreement, wrap sponsor agreement, tech platform agreement); (ii) conducting internal investigations of customer complaints; (iii) representing investment advisers during regulatory investigations by the U.S. Securities and Exchange Commission (SEC) or the Nebraska Securities Bureau; (iv) counseling investment advisers on the purchase or sale of an investment advisory practice or entity; and (v) providing guidance on the transition of an investment adviser representative (IAR) from one firm to another.  

Whether you are launching a new firm, bringing on a new IAR, or preparing to exit the business, Mr. Hill can assist you in navigating the highly regulated investment adviser landscape with relevant legal experience and industry fluency.

DISCLOSURE: Admitted for the practice of law in the states of Iowa and Nebraska by the respective state supreme court. The determination of the need for legal services and the choice of a lawyer are extremely important decisions and should not be based solely upon advertisements or self-proclaimed expertise. A description or indication of limitation of practice does not mean that any agency or board has certified such lawyer as a specialist or expert in an indicated field of law practice, nor does it mean that such lawyer is necessarily any more expert or competent than any other lawyer. All potential clients are urged to make their own independent investigations and evaluation of any lawyer being considered.